2004; the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this Notification: “Securities company” means any company licensed to undertake securities
company licensed to undertake securities business in the category of securities brokerage, securities dealing, securities underwriting, mutual fund management, private fund management and securities
company” means any company licensed to undertake securities business in the category of securities brokerage, securities dealing, securities underwriting, mutual fund management, private fund management and
สำนักงานสั่งพักการดำเนินธุรกิจ List of company licensed Securities Underwriting (Securities Company) Company Head office 1 AIRA SECURITIES PUBLIC CO.,LTD. 319 CHAMCHURI SQUARE BUILDING, 17TH & 20TH FLOOR
สำนักงานสั่งพักการดำเนินธุรกิจ List of company licensed Securities Dealing (Securities Company) Company Head office 1 AIRA SECURITIES PUBLIC CO.,LTD. 319 CHAMCHURI SQUARE BUILDING, 17TH & 20TH FLOOR
: ___________________________________________________________ Tel No.: _____________________________ Fax No.: _________________________ 15) Is the CIS Operator currently licensed or authorised to conduct fund management in the economy of its principal place of
.: _________________________ 15) Is the CIS Operator currently licensed or authorised to conduct fund management in the economy of its principal place of business? Yes No If “No”, please specify
สำนักงานสั่งพักการดำเนินธุรกิจ List of company licensed Securities Brokerage (Securities Company) Company Head office 1 AIRA SECURITIES PUBLIC CO.,LTD. 319 CHAMCHURI SQUARE BUILDING, 17TH & 20TH FLOOR
securities transfer system shall be used for the purpose of securities depository by licensed securities depositories. 5. Securities companies: Securities companies may appoint executives from other
transferring to the owners since Q4 2017 onward. 4 2017 MD&A: PACE Development Corporation PLC. As of August 15th, 2017, the Company has company-operated stores and licensed stores as following. The total