in this manner had not happened before. The fact in this matter, although seems not so complicated, relates to many provisions of laws under the purview of both the SEC and the DBD. Accordingly, while
qualified audit personnel and inability to react to changes of professional standards and more complicated structural transactions, will also be addressed to support market readiness for current dynamic
supervision 2.6 Quality Assurance & Review Increasingly, complicated transactions in the financial market especially those in connection with listed companies and intermediaries such as securities houses have
underlying of the structured notes, for example, price of underlying shares of the company A, SET 100 Index, gold price, exchange rate. For more details on the underlying shall be prescribe according to the
Microsoft Word - 0153_goldfund.doc เอกสารรับฟงความคิดเห็น เร่ือง การแกไขหลักเกณฑการจัดตั้งและจัดการกองทุนรวมสําหรับการจัดตัง้กองทุนรวมพิเศษ ท่ีมีนโยบายมุงลงทุนในทองคําแทงโดยตรง (gold fund) จัด
=100090706297861 Line : N/A Address : N/A Facebook page “Gold ETF Hua Seng Heng” impersonates “HUA SENG HENG Co., Ltd.” Unlicensed securities and derivatives business 09/08/2024 Detail Facebook page Gold ETF Hua
?story_fbid=pfbid035s4DMLeuvbJjkTUvSm9EF7pgN2ZCx51axNeWFxxwQutVErvvCz44PxxX4xxRJQVHl&id=100090706297861 Line : N/A ที่อยู่ : N/A Facebook Page อ้างชื่อ Gold ETF Hua Seng Heng ยังไม่ได้รับใบอนุญาตธุรกิจหลัก
complicated, and for the most part the existing laws do not cover all new ways of committing an offense in the capital market. Legal provisions applied to some cases are unclear and open to interpretation
derivatives business.Vasant Thienhom, SEC Deputy Secretary-General, said that "Following suspicious report from investors, the SEC's probe revealed that {X1} Co., Ltd. and {A} held themselves out as gold
: PROPERTY PERFECT PUBLIC COMPANY LIMITED PROPERTY PERFECT PUBLIC COMPANY LIMITED | Year 2011 http://market.sec.or.th/public/idisc/en/FinancialReport/FS-0000000394 Financial Statement - GOLD : GOLDEN LAND