categorized type of the client , the intermediary shall notify the client to acknowledge the result of the client ’s categorization, rights, restrictions and risk level, including right to request for changing
changing categorization to be treated as retail investor. Clause 34 For the purpose of assessing suitability for investment in or entering into a transaction of capital market products, an intermediary
changing categorization to be treated as retail investor. Clause 34 For the purpose of assessing suitability for investment in or entering into a transaction of capital market products, an intermediary
management company/the mutual fund supervisor at least within 15 days before the date of changing of the management company/the mutual fund supervisor 2. In the case of a private fund, the management company
management company should coordinate and prepare to deliver the information to the new management company/the mutual fund supervisor at least within 15 days before the date of changing of the management
Bangchak Corporation Plc. Management Discussion & Analysis of Business Operation For the quarter ended September 30th, 2019 Management Discussion and Analysis of Business Operation for Q3/2019 Bangchak Corporation Plc. I 2 03 Table of Contents 06 08 21 24 26 28 Executive Statement Summary of Income Business Performance 8 - Refinery & Trading 13 - Marketing 15 - Power Plant 17 - Bio-based Products 19 - Natural Resources Financial Position Statement of Cash Flows Statement Financial Ratios Environ...
UNOFFICIAL TRANSLATION Codified up to No. 12 As of 14 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 49/2555 Re: Issuance and Offer for Sale regarding Units of Real Estate Investment Trust _____________________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Ac...
changes to the interest rate, recognition and de-recognition of revenue, and changing the interest rate in the system to reflect regulation from the Bank of Thailand. Example 8 : None of the key testing
trainings Monitoring process to ensure the staff’s fulfillment of training requirements has been increasingly more important due to the fast-changing business environment and professional standards. Thus, the
notifications on the rotation of auditors in the capital market to be harmonized with international requirement, with an effective date from 1 January 2019 onwards. The essence of the changing requirements can be