กับจำนวนเงินต้นที่เป็นตัวบ่งช้ี (Notional Principal Amount) แม้ว่าคู่สัญญาจะไม่ได้ ลงทุนเป็นครั้งแรกก็ตาม ตราสารอนุพันธ์บางประเภทมีโอกาสขาดทุนได้อย่างไม่จำกัดโดยไม่คำนึงถึงขนาดของการ ลงทุนครั้งแรก
Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Issued: January 2019 Updated: September 2019 2 Contents 1. Introduction 3 2. Definition 4 3. Guidance on ACMF Pass Framework 3.1 ACMF Pass overview 5 3.2 Permitted activities 6 3.3 Application process 9 3.4 On-going obligation 9 3.5 Monitoring, supervisory and enforcement mechanism 11 3.6 National regulations regarding the approval proc...
transferred from the business. (9) the applicant does not default on a principal or interest payment of debt securities or default on a loan payment of a commercial bank, finance company, credit foncier company
MARINE PUBLIC COMPANY LIMITED PRIME ROAD POWER PUBLIC COMPANY LIMITED PRIMUS LEASING COMPANY LIMITED PRINCIPAL CAPITAL PUBLIC COMPANY LIMIT... PRINSIRI PUBLIC COMPANY LIMITED PROCRESS FOOD PROCESSING
acts shall be presumed to be a principal committing the offenses under Section 46: (1) opening a bank account, an account opened with a digital assets business operator or any other account in
ลงทุน/การลงทุน ในกองทุนรวมเพ่ือให้มกีารลงทุนระยะยาว • ศึกษาผลิตภัณฑ์การลงทุนที ่เหมาะกับประชาชนในวงกว้าง เช่น principal protected investment) • ทบทวนและยกระดับการกำกับดูแลกองทุนสำรองเลี ้ยงชีพ ให้ครอบคลุม
แบบแสดงรายการข้อมูลการเสนอขายหลักทรัพย์ (Unofficial Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. - 21 - FORM 56-1 One Report (Attached to Notification No. Tor Jor. 55/2563) Applicable to the Financial Year Ending 31 December 2021 onwards Annual Registration Statement / Annual Report Form 56-1 One Report Form 69-1 1 September 2020 Note : This annual registration statement / annual report (Form 56...
แบบแสดงรายการข้อมูลการเสนอขายหลักทรัพย์ (Unofficial Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. SEC Classification : ใชภ้ายใน (Internal) FORM 56-1 One Report (Attached to Notification No. Tor Jor. 55/2563) Applicable to the Financial Year Ending 31 December 2021 onwards Annual Registration Statement / Annual Report Form 56-1 One Report Form 69-1 1 September 2020 Note: This annual registration s...
persons to place the purchase or sale order at a higher or lower price than it should have been. Section 49. Any person who commits any of the following acts shall be presumed to be a principal committing
Annual Report 2010 ANN UAL REPORT 2010 SECURITIES AND EXCHANGE COMMISSION, THAILAND ASEAN ECONOMIC COM MUN ITY Vision S = Setting High Standard E = Ethical C = Committed Pro = Professional Mission Core value: SEC-Pro The SEC develops and supervises the Thai capital market to ensure efficiency, fairness, transparency and integrity. The SEC is to establish the Thai capital market as an important alternative for investors and fund raisers with an efficient mechanism for investor empowerment and, in...