date of submission of the application. In this regard, such attendance shall continue from the previous one and shall be required at least once every two calendar years as from the calendar year of
standards within the past two years prior to the date of submission of the application. In this regard, such attendance shall continue from the previous one and shall be required at least once every two
from change of value of securities or collateral which may cause the client to suffer loss or be required to deposit more collateral; (2) actions to be taken by the securities companies in cases where
following matters: (1) risks arising from change of value of securities or collateral which may cause the client to suffer loss or be required to deposit more collateral; (2) actions to be taken by the
undertaking of the derivatives business, as well as establish control and monitoring measures to ensure that the operations are carried out as required. Clause 6/1 The derivatives broker shall put in place
, so as to efficiently accommodate the undertaking of the derivatives business, as well as establish control and monitoring measures to ensure that the operations are carried out as required. Clause 6/15
may vary if any factors or situation are changed in the future; the investors are, therefore, required to have their own discretion regarding the usage of this information for any purpose. For further