Bangkok, February 26, 2014 ? The SEC is seeking public comment on proposed rule on the classification of mutual funds based on net exposure. The classification will be used for fund performance

obtained information will be used for making appropriate revision to relevant rules and regulations.Recently, the SEC has also met with listed company secretaries to hear their concerns and provide

used to invest, based on market price, at least every business. This is to ensure that securities company or derivatives broker will be able to return client?s assets in full after withdrawing deposit or

not be able to make informed investment decisions. The SEC is therefore seeking public comments on the proposed regulations for the disclosure standards of SRI Fund which will be used in the

settled, which were actually not. Napasanan used the transferred money to settle transactions made by other clients instead. In addition, it was found that changes were made to the photocopies of her

Re: Approval of Investor Contacts and Standards of Conduct dated 21 June 2005. 1. Kittipong Piyasakulsiri (three-month suspension) ? Having used a client?s account to trade securities for himself

At present, money market funds are used by investors as a tool to manage liquidity and a place to park money for a short time, besides keeping it in banking accounts. As of February 2018, the size of

liable to be digital tokens. With a claim to be around 500 million baht worth, these funds were said to be used for investing in several projects such as a digital platform for exchanging goods and

Scorecard Assessment whose results are expected for announcement in early 2020. ACMF members also used this opportunity to share experiences and pools of knowledge on digital asset oversight to prepare for

diligence task related to either (1) Business (e.g., issuer information, business plans, digital token projects) or (2) Technology (e.g., source code in smart contracts or other mechanisms used in place of