SEC Office hereby issues the following regulations: Clause 1 This Notification shall come into force from 1 October 2015, except for Clause 10, Clause 11 and Clause 12(2)(3) and (4), which shall come
within 30 December 2018; (2) a company which is newly established to apply for the agricultural derivatives business license , except the companies under (1). Clause 4 An applicant shall be granted the
within 30 December 2018; (2) a company which is newly established to apply for the agricultural derivatives business license, except the companies under (1). 1 As amended by the Notification of the
within 30 December 2018; (2) a company which is newly established to apply for the agricultural derivatives business license, except the companies under (1). 1 As amended by the Notification of the
the approval for the offering of structured notes shall be subject to the requirements under these two parts except for the structured notes under Clause 5 and in the case there are any conflicts or
Company and the local intermediary shall comply with the regulations specified in the Notification on Standard Conduct of Business unless the Notification on Rules on Cross-Border Offerings of Covered Funds
under the previous Constitution - continue to be applicable and of equal standing with IFRS unless and until they are amended or withdrawn. Therefore, when the term “IFRS” is used in this document, it
writing to the Office. Unless the Office gives an objection in writing within fifteen days from the date of receiving the notice, the investment advisory company may change such work system. Clause 2/1. An
can be summarized as follows: 1) Profit & Loss Analysis : Q4 2022 (3 Months) (Unit : Million Baht unless otherwise stated) Q4 2022 Q4 2021 Change Amount % Change Total Revenues 7,878.0 5,848.9 2,029.2
any following process unless the exemption is granted by the SEC Office: (a) being failed to file financial statements or related reports required under Section 56; (b) being failed to file reports