debt securities and mutual funds 6 Investment consultant on complex products Type 3. − − ✓ Only examination on high-risk or complex of debt securities and mutual funds is required. 7 General investment
(UNOFFICIAL TRANSALTION) Qualifications of Applicants for Approval of Investment Planner No. Relevant Knowledge Qualifications List of Required Examination 1 (1) Fundamental Knowledge (2) Related
high net worth individual only. To widen investors? investment choices of increasing return or creating variety and complexity of investment strategy, the AI funds will be allowed to invest in
Re: Determination of the Definitions of Institutional Investor, Ultra-high Net Worth Investor and High Net Worth Investor
trust can sell units to high net-worth investors or general investors (in case of selling to retail investors, listing of the units in the Stock Exchange is required to enhance the liquidity). In case
The amended rules on approval of ICO portals give the applicants more flexibility and reduce risk on developing/investing in high-cost work systems while the approval process is underway
required in case of offering long-term debentures to high net worth investors. The issuer's ability to comply with the repayment terms must be disclosed more clearly as well. ?We conducted a public
high net-worth, in case of offer for sale solely to high net-worth investors; oversee to prevent the trust from becoming a private trust; perform duties as required by laws and provisions set out in the
by Foreign Companies Private Placements to Limited Number of Investors (PP-10) Private Placement to Institutional Investors (II) Private Placement to High Net Worth Investors (HNW
infrastructure trusts to ensure that they have adequate and suitably high levels of capital. Under the proposed amendments, the initial capital requirement or the minimum amount of owner’s equity must be