Operational Function relating to Business Operation to Third Party (Synopsis) 17/05/2013 16/06/2013 2. Notification of the Office of the Securities and Exchange Commission SorThor. 20/2549 Re: Rules for
Exchange Commission (Synopsis) 25/07/2007 16/08/2007 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak Bangkok 10900, Thailand SEC Help Center
/2008 3. Notification of Capital Market Supervisory Board 7/2551 (Synopsis) 02/04/2008 01/05/2008 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon
e-service Online Submission Derivatives Agent >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 26/2558 (Synopsis
e-service Online Submission Derivatives Dealer >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 15/2547 (Synopsis
for Licensed Derivatives Dealers (Synopsis) 01/06/2010 16/06/2010 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak Bangkok 10900, Thailand
Business (Synopsis) 03/06/2014 01/07/2014 Circular SEC.ID (C) 15/2562 Guidelines Regarding Roles and Expectations of Directors of Securities Companies and Derivatives Business Operators 31/07/2019