On 12 March 2020, the CMSB Meeting No. 4/2563, presided by SEC Secretary-General Ruenvadee Suwanmongkol, considered possible guidelines for the AGM holding of property funds, infrastructure funds

settlement system, to provide transaction services to investors.  SEC has found that all regulated business operators have implemented their business continuity plan to tackle possible impacts of the Covid

asset management companies in charge, and to update their fund books (if any) regularly to prevent possible damage from frauds. ______________________  * Clause 23

requirements to avoid possible disputes or frauds committed upon their assets, said SEC Deputy Secretary-General Vasant Thienhom.   Failure to keep complete and correct records of clients? orders are deemed non

Market Integration ? The SEC advised that the ASCO study possible impacts of ASEAN Capital Market Integration and adjust business plans or strategies in preparation for the integration which will enable

. In carrying out the investigation, two possible offences involved in the case, i.e., insider trading and front running, must be considered separately as follows:1. Insider trading ? According to

urgently solve its problems, such as loan defaults  and failure to prepare an submit financial statements to the Stock Exchange of Thailand (SET) to avoid a possible delisting from the SET and mitigate

Companies Act B.E.2535 (1992) as soon as possible. They are also duty-bound to observe other laws associated with such order. Organizing a shareholders meeting in line with the DBD’s consideration would

activities, please contact SEC Help center via SEC website or Hotline 1207. If any possible violations of law under supervision of other agencies are found, SEC will cooperate with the relevant agencies for

contingent upon a sustained business and economic environment BB+ BB BB- B+ B B- B C D Ba1 Ba2 Ba3 B1 B2 B3 NP BB+ BB BB- B+ B B- B C D High default risk - debtor’s capacity for meeting commitments may be