Ms. Jurairut Bonaitern Ms. Jurairut Bonaitern, Director responsible for the operation of Scan Global Public Company Limited (“SCAN”) failed to supervise SCAN to prepare and submit (1) the audited
Mr. Rapeepat Katekawee Mr. Rapeepat Katekawee, Director responsible for the operation of Scan Global Public Company Limited (“SCAN”) failed to supervise SCAN to prepare and submit (1) the audited
Mr. Sawin Chindakul Mr. Sawin Chindakul, managing director responsible for the operation of Energy Earth Public Company Limited (“EARTH”) failed to supervise EARTH to prepare and submit (1) the
, supervise the capital market, for example, fund mobilization, products and services, related business operators, unfair securities trading activities in the capital market. The SEC revenue comprises fee
market conduct; (6) competent staff readiness An intermediary shall provide the competent personnel with the suitable amount for the business operation, and shall supervise its personnel to perform duties
conduct; (6) competent staff readiness An intermediary shall provide the competent personnel with the suitable amount for the business operation, and shall supervise its personnel to perform duties in
readiness An intermediary shall provide the competent personnel with the suitable amount for the business operation, and shall supervise its personnel to perform duties in accordance with laws, regulations
EDITED fourteen days after the date of such appointment or such change. Chapter 2 Management of the Fund _______________________ Section 12. 2 The Minister shall have the powers and duties to supervise and
fee afterwards." This English version is prepared by Legal Department with the sole purpose of facilitating the comprehension of foreign participants in rules and regulations promulgated under the
-------------------------------------------------------------------- This English version is prepared by Legal Department with the sole purpose of facilitating the comprehension of foreign participants in the SEC’s rules and regulations and shall not in any event be