Bangkok, February 6, 2015 - The SEC suspended {A}, a capital market investment consultant of Capital Nomura Securities PLC., for receiving trading orders from a person who was not the owner of
at a price lower than the market price. The governing regulations in this regard have become effective since 1 September 2022. The SEC is revising the principles for considering the market price and
SEC Secretary-General Ruenvadee Suwanmongkol said: “SEC has been monitoring the corporate bond market on a continuous basis. There are many policy issues to address properly. For example, corporate
เมื่อวันที่ 17 กรกฎาคม 2564 โดยเผยแพร่ผ่านช่องทางเฟซบุ๊กไลฟ์ “เพจสำนักงาน กลต.”นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ ก.ล.ต. กล่าวว่า “การจัดงานสัมมนาวิชาการ “SEC Capital Market Regional Seminar 2021 ครั้งนี้
Bangkok, December 9, 2014 - The SEC suspended {A}, a capital market investment consultant of Maybank Kim Eng Securities (Thailand) Plc., for 6 months.After receiving a client's complaint against {A
Bangkok, September 10, 2014 - The SEC sanctioned five former capital market personnel of RHB OSK Securities (Thailand) Plc., where {A} was barred from holding any securities company management
Bangkok, April 16, 2014 ? SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board approved to revise rules governing capital market personnel to standardize the
Federation of Thai Capital Market Organizations (FETCO), Dr. Pakorn Peetathawatchai, President of the Stock Exchange of Thailand (SET), and Mrs. Pornanong Budsaratragoon, SEC Secretary-General. The
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