executive of any listed company on the Stock Exchange and are banned from holding such positions while the complaint procedure is underway. In any case, filing a criminal complaint commences the criminal
for the investigative expenses, at the total amount of 1,530,485 baht. In addition, the offenders were prohibited from holding the positions of director and executive of any securities issuing company
and inclusiveness in business. With more women taking leadership positions in companies across Thailand and the region, the push for even more of them to be represented and heard, and receive equal
) fails to fulfill its obligations as to clearing and settlements, all operations must be ceased while risks associated with proprietary trading must be reduced, and client positions are to be transferred
, managers, or the officers of equivalent positions with different naming of the digital business operators Clarifications on preparation of reports for digital asset operators Related Rules and
, managers, or the officers of equivalent positions with different naming of the digital business operators Clarifications on preparation of reports for digital asset operators Related Rules and
there or have there been any principals or staff seconded on a “loan staff assignment” i.e secondment If so what are their roles at the client – are/were they in management positions? 7 Are there are any
/were they in management positions? 7 Are there are any staff/principals who have returned from such a loan staff assignment – if so what has been their role, if any, in the audit of that client following
Supervisory Board No. Tor Jor. 23/2551 defines the term, “executive" as the manager or the next four executives succeeding the manager, the persons holding equivalent positions to the fourth executive, and the
roles and responsibilities of both positions. To ensure effective checks and balances of power, the two positions should be held by different individuals. 3.2.3 The chairman is responsible for leading the