seek for the approval. Crowdfunding portals must be established with an efficient IT system in accordance with SEC’s rules and guidelines associated with establishment of IT system***, aiming to
making necessary preparations for compliance with the Personal Data Protection Act to ensure that the gathering, storing and using of personal data will be efficient and comply with standards; (7
renewal to another level that is fully digitalized and efficient. This makes it convenient for both the license holders and their respective employers as it reduces the use of paper, working hours and
invest in products denominated in foreign currencies, which will enable Thai investors to have channels and options in making an investment based on their investment strategies in a more efficient manner
raising tools to optimize their business values while helping investors to create efficient investment strategies. Assoc. Prof., Dr. Chiraphol Chiyachantana, researcher, Faculty of Commerce and Accountancy
services not exceeding the period specified by law.To accommodate the business undertakings while ensuring that investors obtain appropriate investment advice and information in a timely and efficient manner
approval from the SEC before proceeding in order for the SEC’s efficient monitoring of digital asset business operations; (4) Improvement of Service Standards: Prohibiting digital asset business
, securities companies would need to establish efficient control and risk management system.SEC is therefore conducting a public hearing on the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8074 Public
assure that the SEC operation is appropriate, efficient and effective. Currently, the Audit Committee comprises: - Mr. Krairit Euchukanonchai Chairman - Mr. Viput Ongsakul Member - Mr. Suphamit
ensures that efficient internal control is in place and the SEC operation complies with corporate governance principles. Click here to see SEC organization chart. Our Roles How We Regulate