Limited ("TMBAM eastspring") failed to order or act duty resulting in TMBAM eastspring failed to put in place sufficient and effective communication guideline and internal management in the period

is a duty required to be performed. SEC Act S.300 in conjunction with 64 paragraph 2 Settlement Committee Meeting No. 3/2022 Settlement Committee Order No. 48/2022 Dated 28/03/2022

to give instruction which is a duty required to be SEC Act S.300 in conjunction with 56(2) Settlement Committee Meeting No. 6/2022 Settlement Committee Order No. 99/2022 Dated 14/06/2022

failure to give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 56(3)(4) Settlement Committee Meeting No. 6/2022 Settlement Committee Order No. 88/2022 Dated 14

a duty required to be performed SEC Act S.300 in conjunction with 81 Settlement Committee Meeting No. 6/2022 Settlement Committee Order No. 103/2022 Dated 14/06/2022

instruction which is a duty required to be performed SEC Act S.300 in conjunction with 81 Settlement Committee Meeting No. 6/2022 Settlement Committee Order No. 101/2022 Dated 14/06/2022

failure to give instruction which is a duty required to be performed. The Settlement Committee imposed a fine according to 34/2566 on 27 March 2023. SEC Act S.300 in conjunction with 56(3) Settlement

instruction or the failure to give instruction which is a duty required to be performed. The Settlement Committee imposed a fine according to 34/2566 on 27 March 2023. SEC Act S.300 in conjunction with 56(4

NAKHONLUANG CAPITAL PUBLIC COMPANY LIMITED Nakhonluang Capital Public Company Limited (“NCAP”) had a duty to prepare and submit the key financial ratio for the year 2020 within 25 April 2021. However

or the failure to give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 56(3) Settlement Committee Meeting No. 6/2022 Settlement Committee Order No. 73/2022