, which requires at least three fourths of the total voting shares of the attending shareholders, excluding those with a conflict of interest. The SEC advises MACO shareholders to study the
collaborated with the SET to study guidelines for the auto halt rules and temporary trading suspension concerning irregular trading activities. Such regulations are expected for issuance and implementation
; (2.8) อื่น ๆ 15.45 – 16.30 Case study ประเด็นที่ได้จากการตรวจสอบ
token involve high risks; investors may lose all investment money and should study information carefully and make investments according to own risk profile.” http://law.sec.or.th/content/4946/7987/1
risks; investors may lose all investment money and should study information carefully and make investments according to own risk profile.” http://law.sec.or.th/content/4946/7987/1#7987 สธ. 43/2565
as a risk to be accounted for by the organisation and its stakeholders. Mainstreaming GESI = Better Performance in an Organisation A 2017 McKinsey & Company worldwide study found that organisations
complaint, regulators follow up. The complaint is often but not always adjudicated by FINRA • A regulator in every industry does different things, the entities we study are different than those in banking THE
Canada 2016 US 2018 2018 Source: KPMG, Morningstar, Reuters, ESMA, BAFIN, FCA Internal study Request for collaboration Public awareness Name and shame Fee restriction Litigation Self discipline Market
preparing for the FSAP assessment since 2016 by conducting self-assessment, amending regulations and processes to close any regulatory gaps found deviated from the newly published IOSCO Principles (May 2017