warrants of Siam Global House Public Company Limited (“GLOBAL”) through the securities trading accounts of four persons and clearing such transactions for Mr. Witoon’s benefits in such a way that taking
Limited (“GLOBAL”) through the securities trading accounts of two persons and clearing such transactions for Mr. Witoon’s benefits in such a way that taking advantage of others by using non-public
Limited (“GLOBAL”) through his securities trading account and clearing such transactions for Mr. Witoon’s benefits in such a way that taking advantage of others by using non-public information material to
Mr. Charin Hansuebsai On November 11, 2014, Mr. Charin Hansuebsai (“Mr.Charin”) has illegally sold 147,000 shares of Pacific Pipe Public Company Limited (PAP) through securities trading account of
Miss Chanthani Thanompongchat On April 11, 2014, Miss. Chanthani Thanompongchat purchased 120,000 ordinary shares of Rasa Property Development Public Company Limited (“RASA”), through the accounts of
Limited (“RASA”), through the accounts of Mrs. Panadda. The purchases were made in such a way that taking advantage of others by using non-public information material to RASA share price concerning the
Limited (“TIES”), through securities trading account of Miss Ornsiree Chinkamtornwong. The sales were made in such a way that took advantage of others by using non-public information material to TIES share
Engineering Service Public Company Limited (“TIES”), through securities trading account of Miss Ornsiree. The sales were made in such a way that took advantage of others by using non-public information material
to SEC Office within the period pf time specified in the notification of the Capital Market Supervisory Board. So that the such shares disposal held by himself and Profit Gain Asia Ltd. , his
front run his client’s futures trading orders. Such trading orders made through Ms.Nanthanat Srisawangwong at another broker for his personal gain. This action caused financial damages to his clients