clarify and disclose information in the following matters: (1) the true existence and legal rights on the coal mines, and (2) the report on the re-assessment results of the fair values of the mining
) operating system for communications and services shall comply with the regulations under Chapter 1/1; (2) compilation and assessment of client information shall comply with the regulations under Chapter 2; (3
) supervise the personnel to provide portfolio advisory or investment strategy of program trading in consistent with the assessment result of the client’s risk profile and investment objective within the scope
) supervise the personnel to provide portfolio advisory or investment strategy of program trading in consistent with the assessment result of the client’s risk profile and investment objective within the scope
contribution to the global forums indicates the international recognition of the SEC. In 2018, the SEC participated in the Financial Sector Assessment Program (“FSAP”), a project in association with the World
the purpose of compliance with this Notification, the SEC Office is empowered as follows: (1) issuing detailed Notifications under the scope of this Notification in order that any intermediary would
, where applicable. Independent external reviews may vary in scope and may address a Green Bond framework/programme, an individual Green Bond issue, the underlying assets and/or procedures. They are broadly
associated with the Social Bond or Social Bond programme, where applicable. Independent external reviews may vary in scope and may address a Social Bond framework/programme, an individual Social Bond issue
The Securities and Exchange Commission (SEC), represented by Ms. Winita Kultangwatana, Director of the Sustainable Development Department, participated in the 6th Annual ESG Assessment of Thai
notification which are Finnomena did not take the client’s knowledge assessment result for consideration of the complex fund sale service and Finnomena did not have selecting seller procedure. SEC Act S.113