evidences. Clause 3. In the capacity of an investment advisory company, the company shall maintain either collateral or liquid asset or both with adequate value as 3 As amended by the Notification of the
to show that its human resource will be prompt and adequate with a view to responsibility for venture capital management ; consideration on which shall be based on the company executives’ knowledge
year 3 Months Secretary of the audit committee Ms. Mathaya Osathanond Enclosed hereto is 1 copy of the certificate and biography of the audit committee. The audit committee number 3 has adequate
Market and create confidence for investors, the SEC closely monitors and inspects individuals and entities under its supervision. To ensure investors have adequate protection and receive accurate and
less than 15% of a company’s paid-up capital, as shown on the shareholder list used for a company’s annual general meeting of shareholders (AGM). If the companies do not satisfying with the requirement
statements are adequate. The inspections uncovered the following deficiencies on the tests of accounting estimates: The SEC has encountered instances where the audit evidence for the group audit was Inadequacy
relating to the system of quality control are relevant, adequate, and operating effectively. It also supports the firm in remedying the deficiencies in a timely manner, which will ultimately enhance the
the Issuer. Note: The Issuer may choose whether to use its investment exposure or debt obligation to the Nominated Projects & Assets or their Market Value when satisfying Clause 1.2. Climate Bonds