activities to Related Service Providers but cannot delegate their stewardship responsibilities and must ensure they are carried out in accordance with their level of commitment to this Code. 3. The Principles
strategies. Assessment criteria must therefore be adjusted in response to the changing environment and be able to protect the rights of retail investors.The SEC is pleased to witness the cooperation between
transfer restriction, features of bonds, draft terms and conditions and a bondholders' representative appointment agreement (in case of secured bonds/ bonds with a bondholders' representative). - Can be
bonds; “bondholders’ representative” means a bondholder’s representative whose name appears on the list of the persons who are qualified as bondholders’ representative under the Notification of the
control in the Thai companies, and protect local businesses more appropriately. This would contribute to an enhanced competitiveness of the Thai companies and attractiveness of the Thai market. 2. Civil
restriction, features of bonds, draft terms and conditions and a bondholders' representative appointment agreement (in case of secured bonds/ bonds with a bondholders' representative). - For the offering of
bonds, draft terms and conditions and a bondholders' representative appointment agreement (in case of secured Basel III-compliant Instruments/ Basel III-compliant Instruments with a bondholders
plaintiff brings a civil lawsuit in order to protect the right of oneself and a group of persons who have the same rights deriving from the same facts and legal principle. In 1995, Class Action was
20T H ANNIVERSARY 1 Securities and Exchange Commission, Thailand Annual Report 2012 SEC ANNUAL REPORT 20122 THE YEAR OF CHANGE The year 2012 was the time for change to become the visionary partner whose balance between proactive and preventive approaches has led to stakeholders’ confidence in the Thai capital market. THE YEAR OF CHANGE 20T H ANNIVERSARY 1 02 MESSAGE FROM THE CHAiRMAN 04 MESSAGE FROM THE SECRETARY-GENERAl 06 SEC BOARd 09 CApiTAl MARkET SupERviSORY BOARd 12 ExECuTivE OFFiCERS 13 O...
may also be obtained free of charge from (i) First Independent Fund Services Ltd, having its registered office at Klausstrasse 33, CH-8008 Zurich, who is acting as Swiss Representative Agent of the