times. In case the representative fails to act under the first paragraph, the management company shall revoke the appointment or change such representative without delay. Clause 13 A management company

fails to act under the first paragraph, the management company shall revoke the appointment or change such representative without delay. Clause 13 A management company shall handle investor complaints

capital market; (2) suspend or revoke the approval, subject to the provisions under Chapter 3. (3) prescribe a time period or conditions for accepting subsequent application for approval of such person

proper reason, the SEC Office has the power to revoke the registration of the special purpose juristic person and require such special purpose juristic person and the originator to jointly liable for a

revoke the approval under (2); and (2) revoke the approval of the offer for sale of the portion of structured notes that has not yet been offered for sale or not yet been subscribed for; In giving an order

applying the provisions under Paragraph 1 and 2 of Section 82 of the Derivatives Act B.E. 2546 (2003), mutatis mutandis. Clause 7 The SEC Office shall have the authority to revoke an approval in the

Section 82 of the Derivatives Act B.E. 2546 (2003), mutatis mutandis. Clause 7 The SEC Office shall have the authority to revoke an approval in the following conditions: (1) there is a reason to believe

; (2) Suspend the approval to be a custodian for the certain period of time or under the specific conditions; (3) Revoke an approval to be a custodian, and the Office may use such information for the

8 to Clause 11, the Office shall proceed as follows: (1) Put on probation; (2) Suspend the approval to be a custodian for the certain period of time or under the specific conditions; (3) Revoke an

revoke the approval of such branch office. Clause 16. The securities company wishing to temporarily or permanently close the branch office shall notify the Office and publicly announced its closing at its