the SEC website: www.sec.or.th/scamalert and email: scamalert@sec.or.th. This Investment Scam Hotline Initiative is part of the SEC’s contribution to the Collaboration for Combating Investment Scams
Canada 2016 US 2018 2018 Source: KPMG, Morningstar, Reuters, ESMA, BAFIN, FCA Internal study Request for collaboration Public awareness Name and shame Fee restriction Litigation Self discipline Market
• ClientEarth and AIGCC collaboration. • Showcases views of local experts across 11 Asian jurisdictions. • Local framework and latest developments. • Complementary to range of stewardship options. • Case
SUPPORT o Legislation and policy support o Require larger portion of renewable energy projects 11 Seeking INVOLVEMENT and ALIGNMENT from several parties to create nationwide impacts and collaboration to
& Risks Commitment and Targets Integration with business values & KPIs Impacts Outcomes Good Corporate Citizenship Collaboration in supply chain Monitoring system, progress and improvement Linkage and
the capital market. Constant and thorough reviews of relevant operations have been proceeded in collaboration with all sectors involved, especially transactions with high risks and potential incentives
organizations to prevent and suppress digital asset investment frauds The SEC held a group meeting with nine organizations to integrate collaboration to prevent and suppress digital asset -related frauds and
prevent and suppress digital asset investment frauds The SEC held a group meeting with nine organizations to integrate collaboration to prevent and suppress digital asset -related frauds and promote
collaboration among private sectors. The SEC, therefore, encourages listed companies, securities companies, and asset management companies to join the Private Sector Collective Action Coalition Against
=9323 SEC teams up with nine organizations to prevent and suppress digital asset investment frauds The SEC held a group meeting with nine organizations to integrate collaboration to prevent and suppress