project unless a relaxation is granted by the SEC. Section 14. If the operations of the special purpose juristic person under this Emergency decree have the characterization of those of finance or credit
in any activities other than those specified in the approved project unless a relaxation is granted by the SEC. Section 14. If the operations of the special purpose juristic person under this Royal
be eligible for cross-border offerings, the mutual funds must meet acceptable standards. Such mutual recognition would help to increase competitive edge of the asset management business in the
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นายนีล คอลลาด นายนีล คอลลาด ในฐานะผู้จัดการด้านบัญชีของ Gilt Edge กับผู้ถูกกล่าวโทษรายอื่นอีก 3 ราย ได้ร่วมกันประกอบธุรกิจเป็นที่ปรึกษาในการลงทุนในหลักทรัพย์โดยไม่ได้รับใบอนุญาต นอกจากนี้ Gilt Edge
million, THB 51 million from IPO and THB 49 million from cash from operation. The rest of IPO in the amount of THB 97 million, THB 22 million invested in short-term fixed income fund and THB 75 million
major shareholder of 48.85 percent of the total BSEC shares, which would cause the structure of the BSEC major shareholders to change, and consequently OSKIB would have to make a tender offer of the rest
for his remaining approved status. The rest of suspension period was instead set as the period for acceptance of his re-application for approval as capital market personnel. The SEC's order has been in
amount of allowance for doubtful accounts in the RICH's financial statement of 2016 and the rest of the amount in the financial statement of the next period which was making false entries in the RICH