company?s business which was deemed as material information for investors? decision-making. He also failed to review the information on compensation paid to two directors of issuing company, resulting in

the client a compensation of 50,000 baht. The misconduct is in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of

. 16/06/2017 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a compensation of the benefit received from committing the

judgement and ordering each party to pay there own costs and expenses.25/02/2019 The Civil Court delivered a judgement ordering the defendant to pay a civil penalty and a compensation at an equal

transaction concerning the trade of TOG shares. 21/06/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a compensation of

transaction concerning the trade of PERM shares. 31/08/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a compensation of

06.32 hrs). 14/12/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a compensation of the benefit received from

compensation of the benefit received from committing the offense in an amount of 1,319,570.00 Baht     - a civil monetary penalty of 1,662,730.50 Baht SEC Act (the fifth

comply with civil penalties determined by the Civil Penalty Committee as follows :     - a compensation of the benefit received from committing the offense in an amount of

penalties determined by the Civil Penalty Committee as follows :     - a compensation of the benefit received from committing the offense in an amount of 26,120,139.00 Baht