an annual consulting fee. In the case of website: www.iqoption.com, which is a foreign juristic person without local contact information, investors are solicited to invest in derivatives in the form
whose proxy is their custodian that is a local financial institution, listed companies may bypass request for additional ID documents because the custodians must already have examined their clients? ID
interested in investing in various types of assets, both local and international. The above amendments have taken such fact into consideration along with comments and recommendations from business sectors and
Fund (SSF) which has the policy on investing in listed securities on the local exchanges, called “SSF listed securities”, under the following conditions:(1) Not less than 65% of net asset values are
Client : KYC) ซึ่งเป็นผู้มีถิ่นที่อยู่ในต่างประเทศ (Non-resident) เพื่อให้ทราบผู้ได้รับผลประโยชน์ที่แท้จริง ขณะที่บริษัทหลักทรัพย์ที่ให้บริการดูแลและเก็บรักษาตราสารหนี้ (local custodian) ต้องดำเนินการเพื่อ
of ESG factors on their investments and local markets. While the quality and quantity of ESG data continue to improve, clear and uniform reporting standards remain at an early stage. We are pleased to
, selection of service providers, and compliance with local rules and regulations. The SEC has therefore instructed CHUO to cooperate with the auditor in providing information and documents and submit the
victims to investment frauds, and providing information to local SME entrepreneurs to promote the use of the capital market as a source for fundraising. SEC Secretary General Ruenvadee Suwanmongkol said
remedy the emergency situation related to security; re: to prohibit the people gathering, carrying out activity and conspiracy concerning the risk to spread the disease in the country except the family
investment consultant. Therefore, by virtue of Clause 34(2) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557, the SEC notified the bank to prohibit the person in (2) from