Securities and Exchange Commission No. Sor Thor. 29/2559 Re: Rules in Detail on Financial Resource and Risk Management of Securities Clearing Houses ________________________ By virtue of Clause 5 (1), in
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Risk Management ● Development of Debt Instruments ● Development of New Financial Instruments ● Promotion of Issuance of Non-Voting Depositary Receipt (NVDR) Achieving Efficiency for the Secondary Market
SorThor/Nor/Dor/Khor 11/2551 Rules, Conditions and Procedures for the Establishment of Risk Management System for Business Continuity of Securities Companies 28/04/2008 01/10/2008 Contact The
SorThor/Nor/Yor/Khor. 3/2550 Re: Rules, Conditions and Procedures for Establishment of Risk Management System to Prevent the Use of Securities Business for Money Laundering and Financing of Terrorism 01
/Nor 12/2551 Rules for Establishment of Risk Management System for Business Continuity of Derivatives Business Operators 28/04/2008 01/10/2008 Contact The Securities and Exchange Commission