States) OrganizationStructure ensures that efficient internal control is in place and the SEC operation complies with corporate governance principles. Click here to see SEC organization chart
submission to facilitate operation of business sectors, scheduled for completion in Q4 of 2021 collectively and concurrently and the consideration is divided into three areas, namely (1) acceptance of reports
+, which is the service of Zipmex Pte. Ltd, and gained benefits from digital asset exchange fees. Additionally, such operation of Zipmex had no measure to protect the conflict of interest and to control the
& Records Requirements | - |- Risk Control | - |- Compliance / Internal Control | - |- Conflict of Interest | - |- Online Submission |- Protection of Customer Assets (Section 98(3)) |- Reporting of Securities
Printable Format - Laws and Regulations Business Operation Rules |- Net Liquid Capital Rule (Section 97) |- Executives / Personnel | - |- Approval & Qualifications (Section 103, 104) |- Major
ensures that efficient internal control is in place and the SEC operation complies with corporate governance principles. Click here to see SEC organization chart. Our Roles How We Regulate
Rules for Operation of Derivatives Exchange
Rules for Operation of Derivatives Clearing Houses
ตลาดทุนที่เป็นหน่วยลงทุนและตราสารหนี้ ) (7) การควบคุมภายในและการตรวจสอบการปฏิบัติงาน (Internal Control and In-house Inspection) (8) ระบบปฏิบัติการและแผนรองรับกรณีเกิดเหตุฉุกเฉิน (Operation and Business
February 25, 2019 SET-19-AC-001 Dear The President The Stock Exchange of Thailand Subject: Clarification of Result’s Operation for the year ended 31 December 2018 According to the resolution of BKD’s