not exceeding the value of collateral placed by the derivatives broker; (2) contingent liabilities which are secured and are under the agreement clearly specified that the creditor has no right to call
emergency matters whereby procedures and responsible persons should be clearly prescribed; (3) Having staffs with approvals from the Office to contact, solicit or advise clients on derivatives trading, and to
procedures and responsible persons should be clearly prescribed; (3) Having staffs with approvals from the Office to contact, solicit or advise clients on derivatives trading, and to analyze value and
as having measures for emergency matters whereby procedures and responsible persons should be clearly prescribed; (3) Having staffs with approvals from the Office to contact, solicit or advise clients
each departments and staffs as well as having measures for emergency cases whereby procedures and responsible persons should be clearly prescribed. Clause 4 . Derivatives broker who wishes to use back
and staffs as well as having measures for emergency cases whereby procedures and responsible persons should be clearly prescribed. Clause 4. Derivatives broker who wishes to use back office service from
Chinese Wall among each departments and staffs as well as having measures for emergency cases whereby procedures and responsible persons should be clearly prescribed. Clause 4. Derivatives broker who wishes
any other similar condition, unless such condition has been waived by the SEC Office; (b) contingent liabilities which are clearly specified in a contract that the creditor has no rights to call for
(No. 3) dated 15 December 2009, which came into force on 1 March 2010; 3 (b) contingent liabilities which are clearly specified in a contract that the creditor has no rights to call for repayment within
2010; 3 (b) contingent liabilities which are clearly specified in a contract that the creditor has no rights to call for repayment within one year as from the calculating date, only in the portion not