have been repealed because the Notification on Capital Market Business Personnel has already prescribed rules on such matter; (3) Consolidating regulations concerning the same issues for
unlicensed activities to the SEC.? Information contained in this news release is as of the aforementioned release date. For those who wish to see current status of the matter, please go to compliant filed
judge the case accordingly.Information contained in this news release is as of the aforementioned release date. For those who wish to see current status of the matter, please go to compliant filed with
the matter carefully and exercise the voting right to protect own interest. They should also request NBC’s executives to clarify and answer questions in order to gather comprehensive information
formal meeting invitation was prompted by the urgency of the matter. The meeting was therefore conducted virtually via telephone instead. Given the significance of the case concerning the duties of listed
of PVD factsheet and pooled fund data report. The SEC conducted a public hearing to seek stakeholders’ comments and suggestions on this matter during the months of October and November last year
matter that may have significant impacts on the mutual fund's benefits; 3. Establish an operation system for auditing on exercising of voting rights; 4. Disclose to investors through an appropriate
regulatory and supervisory policy responses in this matter. ___________________