, Bangkok on 24 November 2020. SEC Chairman Pichit Akaratit noted: “Research is a process of creating new knowledge, enabling development and innovation. Research is, therefore, an important mechanism for
of management, work systems, particularly efficient technology systems, a system to review and assess customers’ suitability, which is very important as digital assets contain high risks. Once
and risks associated with rapidly evolving digital assets and apply the principle of “same activity, same risk, same regulatory outcome.” This aligns with the TDO's important goal of driving the
important that the SEC team, as a change agent, embraces transition to change, creates awareness, supports and facilitates, and fosters engagement to ensure a smooth, effective and sustainable transition
sector collective action coalition against corruption project, elevating enforcement efficiency covering amending securities law, pushing forward the enactment of important laws, and strengthening
environment in line with international standards, and to enhance supervision on important matters in line with the regulations governing securities businesses to protect investors’ interest. The proposed
debt instruments (surveillance report – on a monthly basis)) ✓ ✓ 1. Database of SET Smart (the summary of trading and important statistics on debt instruments and bonds from the Stock Exchange) 3
Client Acceptance: Firm's Reference /Guidance Notes Description 1 The standard documentation highlights all important matters for consideration, including: • integrity and identification checks on client
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, Q.House Sathorn Building, No. 11 South Sathon Road, Khwaeng Thungmahamek, Khet Sathon, Bangkok, Thailand, made the following resolutions pertaining to the important agenda as follows: Resolved that