and buy-back of advertising billboards. 3. Seeking improper gains from land purchase. 4. Misappropriating TRITN’s money through transactions with VBB for securing locations for the billboards. The
statement for the year 2020 and those financial report within the period specified by the Notification of the Capital Market Supervisory Board. The inquiry official sent the case back to the Settlement
the notification of the Capital Market Supervisory Board resulted from the instruction or the failure to give instruction which is duly required to be performed. The inquiry official sent the case back
by the Notification of the Capital Market Supervisory Board. The inquiry official sent the case back to the Settlement Committee. SEC Act S.56(4) Criminal Complaint Filed with an Inquiry Official
sent the case back to the Settlement Committee. SEC Act S.300 in conjunction with 56(4) Criminal Complaint Filed with an Inquiry Official Dated 09/05/2023
firm’s compliance with its system of quality control or for a longer period if required by law or regulation? 3 Does the firm have policies and procedures relate to the access of audit file as well as back
focus more on doing projects with the public sector has caused the company’s back logs to decrease by 47.57 million baht between the year ending December 31st, 2017 and December 31st, 2018. The reduction
unit investment; (7) Information on probable holding of investment units in excess of the unit holding limit, indicating the number of persons or group of persons who might hold units in excess of such
แก่ลูกค้า • ต้องจัดให้มีการ call back โดย compliance officer หรือ senior officer เพ่ือยืนยัน ความถูกต้องในการเปิดบัญชี และสอบทานว่าลูกค้าเข้าใจเงื่อนไขการให้บริการอย่างชัดเจน • ต้องมีการทบทวนสัญญาการให้
information systems in accordance with the following criteria: (1) there shall be a user management in place to limit access for authorized users only, as follows: (a) a formal user registration process to