(UNOFFICIAL TRANSLATION) Qualifications of Applicants for Approval of Capital Market Investment Analyst on Fundamental Factors No. Work Experience/ Relevant Knowledge Qualifications Relevant Work

investment products that are suitable for them. Moreover, convenience will be provided to investors, such as contacting an oversea business operator and foreign currency exchange and transferring for the

protection remains intact while business operators still have convenience for business operation. The SEC has therefore reviewed the regulations on work systems of securities brokers and repealed two

investors. This single form proposal would facilitate standardized filing of customer profiles and increase investors’ convenience. Based on the previous stakeholders consultation on the governing principles

to mislead the general public about the share price and the trading volume, and lure them to trade such shares. Worathan rendered assistence and convenience to the aforesaid wrongful acts with regard

unit holders.Furthermore, SEC will launch an online submission channel for the convenience of the business providers rather than the usual CD submission, as well as a mean to alleviate burdens and the

cooperative framework that will provide convenience for asset management companies to offer Thai funds overseas in addition to the ASEAN Collective Investment Schemes (ASEAN CIS) and the Asia Region Funds

bondholders’ representative appointment agreement by revising and standardizing a widely used appointment agreement to offer convenience and cost reduction for bond issuers in establishing a standardized

. Including the sales volume from clients in the convenience store business line, which expand the business to new branch continually such as a water purification system, roller grill, boiler and sandwich

the firm assures that all staff has sufficient accounting and auditing knowledge enough to perform their audit work? 12 Does the firm conduct significant amount of in house training? 13 Does the firm