seek for the approval. Crowdfunding portals must be established with an efficient IT system in accordance with SEC’s rules and guidelines associated with establishment of IT system***, aiming to
Exchange Commission on Rules, Conditions and Procedures on Establishment and Management of Property https://publish.sec.or.th/nrs/4003pe_r.pdf Microsoft Word - ลำดับที่ 87_12_สน29-49สายงาน.doc Establishment
Exchange Commission on Rules, Conditions and Procedures on Establishment and Management of Property https://publish.sec.or.th/nrs/4003pe_r.pdf Microsoft Word - ลำดับที่ 87_12_สน29-49สายงาน.doc Establishment
risk management. 4. There should be an establishment of a compliance unit to supervise and monitor the operation that is independent from the management and other units. 5. Operation conducted with
risk management. 4. There should be an establishment of a compliance unit to supervise and monitor the operation that is independent from the management and other units. 5. Operation conducted with
our status as a leading financial institution which can efficiently cope with potential economic uncertainties, KBank emphasizes predictive integrated risk management (IRM) through the establishment of
Exchange Commission No. SorThor/Nor. 12/2551 Re: Rules for Establishment of Risk Management System for Business Continuity of Derivatives Business Operators _____________ By virtue of: (1) The first
Office of the Securities and Exchange Commission No. SorThor/Nor. 12/2551 Re: Rules for Establishment of Risk Management System for Business Continuity of Derivatives Business Operators _____________ By
3836-9 Fax : (66) 2676 4038-9 http ://www.jck.international ทะเบียนเลขที่ 0107537000475 (เดิมเลขที่ บมจ.294) Translation Ref. AIT/20 – 091 January 27, 2020 Subject : Report on the establishment of
Commission Form for the Establishment of Reprensentative Office of the Securities Company Established Under Foreign Law 18/05/1992 Report/Form (Notification of Securities and Exchange Commission) Form 93