fiscal year 2020 onto which individual auditors in the capital market affixed signature in giving opinions in the auditor’s report. Listed companies per auditor ratio (company:person) market capitalization
333/3 Viphavadi Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand Tel: +66 1207 or +66 2695 9999 Fax: +66 2695 9660 e-mail: info@sec.or.th BU I L D ING BR IDGES INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2014 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2014 BUILDING BRIDGES Securities and Exchange Commission, Thailand Securities and Exchange Commission, Thailand Contact Information This report is available for download on the SEC website: www.sec.or.th For more information, p...
of investment in such securities; “general advice” means an investment advice given to any person without considering of investment objective, financial status or individual needs; “specific advice
. (Translation) -3- “general advice”5 means an investment advice given to any person without considering of investment objective, financial status or individual needs; “specific advice”6 means an investment advice
without considering of investment objective, financial status or individual needs; “specific advice”6 means an investment advice given to any person that suitable to investment objective, financial status
companies. They serve as a vital early warning on issues.” 2 CalPERS Beliefs http://www.calpers.ca.gov/eip-docs/about/pubs/calpers-beliefs.pdf [ 9 ] Letter Proxy vote and explanation why In-person meeting
management or the person within the issuer who is responsible for the information contained in the registration statement. B. Advisers and Other Parties Provide the names and addresses of a. the issuer's
ไม่ว่าทางตรง หรือทางอ้อมส าหรับผู้ลงทุนที่เป็นบุคคลอเมริกัน (US Person) กองทุนหลักอาจมีการจ ากัดการไถ่ถอนหน่วยลงทุนในแต่ละวันท าการซื้อขายไม่เกิน 10% ของจ านวนหน่วยลงทุน ทั้งหมดของกองทุนหลัก ซึ่งใน
in anything is solely yours. The Climate Bonds Initiative accepts no liability of any kind, for any investment an individual or organisation makes, nor for any investment made by third parties on
individual listed companies. Thailand’s rating according to the ASEAN Corporate Governance Scorecard has improved, and 522 Thai companies have signed the “clean business commitment”. Nonetheless, challenges