date of obtaining the license, not have criminal records indicating commission of offense under the law controlling business operation of such person or any other law relating to financial business, both
applying for approval to be the major shareholder of the securities company or in any other report required to be filed with the SEC Office or SEC; (10) has worked in the manner indicating lack of ethic or
-volume transaction indicating value of more than 0.03% but less than 3% of book value of Net Tangible Asset or NTA (Consolidated Financial Statements as at 31 December 2018). As a result, the Company
-volume transaction indicating value of more than 0.03% but less than 3% of book value of Net Tangible Asset or NTA (Consolidated Financial Statements as at 31 December 2017). As a result, the Company
necessity for sale of ESOP to the existence of the company Not necessary reason / source of indicating the number of offers more than five per cent and the indicated price is low Not necessary detail of
damage, [ii] other circumstances indicating that the applicant is facing financial distress, or [iii] reasonable grounds to believe that the applicant has any deficiency or inappropriateness in operational
the activity does not comply with the DNSH and MSS when the assessment is conducted, they may submit a remediation plan indicating how they will achieve compliance with DNSH and MSS no later than 3
derivatives. Clause 3 Any director of a derivatives exchange and a derivatives clearing house shall not have a record of tarnished characteristics or any conduct indicating a lack of responsibilities or
from the offer of shares for sale in implementing a project, a brief description of the project details, indicating the project features, the opportunities by which the project will generate income for
(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...