order for the capital market to effectively fulfill this role on a long-term basis, it is imperative that those who are stakeholders in the market have trust and confidence in its integrity. Towards that
than seven (7) days prior to the date of the meeting. Where it is necessary or urgent to preserve the Company’s rights and benefits, a meeting may be called by other methods and an earlier meeting date
, a CRA should inform the rated entity, or the obligor or arranger of the rated obligation about the critical information and principal considerations upon which a credit rating will be based prior to
fully received and (ii) part of account receivable. 2 See “Critical Accounting Policies and Estimates- Recognition of interest income and gain on loans purchased” 3 Cash collected from the debtors during
. หน่วยงานที่สำนักงานกำหนดให้เป็นหน่วยงานโครงสร้างพื้นฐานสำคัญทางสารสนเทศ (Critical Information Infrastructure: CII) ของภาคตลาดทุน 2. ศูนย์ซื้อขายสัญญาซื้อขายล่วงหน้า, สำนักหักบัญชีสัญญาซื้อขายล่วงหน้า
companies where a critical mass of the board is preferred to be independent. There should be a sufficient mix of individuals with relevant knowledge, independence, competence, industry experience and
Lending Code of Best Practice). The standards set by governing bodies in these respects should help inform their selection of fund managers and other agents. Governing bodies should be critical both in the
effective actions when customers or employees are found to be at risk of infection or diagnosed with COVID-19. 2. Prepare business continuity planning (BCP) Determine mission critical activities (MCA) to
consulted on new rules and regulations Critical amendments have been made to the SEA, reinforcing the SEC’s authority over listed companies However supporting regulations and guide- lines are not always well
. Succession plan To sustain their operation, it is critical for audit firms to carefully design and follow through their succession plans, particularly for high-level positions. Past inspections suggested that