The SEC supervises intermediaries? efficiency with an emphasis on risk management, suitable business model and risk profile of each securities house.? SEC Assistant Secretary-General Paralee
, and the use of technologies to increase service choices and efficiency in meeting investors? demands.The SEC is therefore proposing draft rules on providing assisting tools for efficient investment
particular person to reduce inappropriate PP offering. The SEC is proposing to amend the PP offering regulations to further enhance efficiency of such offering and maintain sufficient investor protection
Currently, asset management companies have established mixed funds with more diversified asset allocation to meet different demands of investors and to enhance efficiency for managing investment
disclosure efficiency by presenting how business is operated under the Environmental, Social and Governance (ESG) principles. For example, disclosure of policies, goals and ESG-oriented performance
channel to help their employees. If 15 million people in workforce become more financially secured and have higher standard of living, their efficiency will increase which will bring about higher
business personnel to reduce costs for the aforesaid personnel, enhance oversight efficiency and facilitate fast and convenient processes. The proposed amendments would be useful for both business
Patronage, thus, plan to train pro bono lawyers with a skill in class action litigation in order to enhance the efficiency of justice. Since class action is the way many defrauded investors can settle
because the subsidiary failed to set an allowance for doubtful accounts and had yet to improve the efficiency of its internal control with regard to the approval of invoice issuance, expenses, payments
Regulations SHARE : Detail Content Enforcement The SEC is a regulatory body that carries a mission to develop and supervise the Thai capital market to ensure efficiency, fairness, transparency, and