- - - - 19,266,500 - - - - - - - - 42 จดัหาระบบ Market Surveillance ส าหรับสินทรัพยดิ์จิทลั https://www.sec.or.th/TH/Template3/Budget/2564/sec-budgetVSactual-strategy-2564-q2.pdf sec-budgetVSactual-strategy-2564-q3
with purpose and strategy 7. Develop impact measurement and management (IMM) framework 9. Embed continuous improvement 10.Disclose how sustainability and the SDGs are integrated into decision-making, and
office agreed to execute such transaction even though the contact phone number was not the one given by the client; (3) surveillance system to prevent conflicts of interest: the system was found to be
) surveillance system to prevent conflicts of interest: the system was found to be inefficient and failing to detect if its employees use their related persons to open a trading account and execute transactions
mechanism of investor protection and the SEC efficiency and integrity. Operational framework and assessment procedures were issued later to facilitate the evaluation of the strategic plan's effectiveness. 1.2
SECOND PARTY OPINION1 ON CHANEL’S SUSTAINABILITY-LINKED BOND FRAMEWORK September 2020 BACKGROUND CHANEL (hereafter the “Issuer”) contemplates including three environmental factors to the
activities. The SEC operation is in accordance with the governance framework as follows: responsibility to review and give advice on internal controls, risk management, and compliance with the applicable laws
many of the recommendations from earlier versions as continuing essential components of an effective corporate governance framework. They also introduce some new issues and bring greater emphasis or
risk management, we have put in place measures for managing relevant risks under operational risk management framework. Additional IT risk management policies and framework have been established for
the Put Redemption Amount together with accrued interest thereon. Application has been made to the Luxembourg Commission de Surveillance du Secteur Financier (the "CSSF"), as competent authority under