สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 21 September 2023 20:06 Funds/Trust Intermediaries Finance & Products Digital Asset Investors Office operation Important statistics
Annual Registration Statement (Form 56-1) and the Registration Statement for Securities Offering (Form 69-1) to include the CG Code compliance as well as other important information such as the level of
, the Philippines, Laos, Singapore, Australia, Indonesia, South Africa, Hong Kong and Thailand. This is the 2nd time the SEC has the honor to host this important event, following the first time in 2013
SEC Secretary-General said “With respect to the policy of SEC to enhance the protection for investors in the capital market, auditors and audit firms is deemed to play an important part in the
Shareholders of IFEC are encouraged to attend the extraordinary general meeting No.1/2018 and vote for new directors to fill seven vacancies. It is extremely important for IFEC to have an adequate
Measures for preventing conflicts of interest are an important part of the SEC policy especially in the process of securities issuance and offering, which involves participation of key
taken into account the important role of PF and DF marketing agents in soliciting investors to use investment management services of such funds. They cover key areas such as (1) the criteria for granting
once a week, featuring four important topics related to funding in the digital age presented by experts in the field, as follows: 1. Power of the Crowd: Overcoming COVID-19 Crisis with
2020, we launched SEC Bond Check Version 1 to provide investors with more convenient access to important information before making investment decisions. This is part of SEC’s efforts to serve
is designed to encourage and support capital market intermediaries to have a cyber resilience, as well as to prepare playbook for cybersecurity incidents, which is an important part of the