quizzes on iPad. ?This year we are using the theme of knowledge shopping market where investors and the interested public can choose from a broad variety of topics suitable for their interests and risk
though the disposal of assets by means of a bidding process is considered a fair process and does not benefit the connected person of the Company, for the transparency purposes and in order for the Company
Capital Market Supervisory Board.* SEC has therefore revoked the approval and will not accept her future application for approval as personnel in the capital market business for a period of 10 years
Bangkok, February 11, 2010 ? The SEC Board today approved in principle investment in foreign exchange derivatives or structured notes for investment purpose by mutual funds and retail private funds1
business legally under the law of home country;? -?supervised by an IOSCO member regulator; -?not having a business premise in Thailand, except through shareholding in an SEC approved local CRA; and
consultation and cooperation and the exchange of information: IOSCO MMOU signatory A) (8) หนังสือรับรองวา ผูรับผิดชอบในการดําเนินการของโครงการจัดการลงทุน ตางประเทศ (CIS operator) ไมอยูระหวางถูกสั่งจํากัด
in finance and investment for investors and the public. In the third quarter of the year, seven participants given recognition and awarded certificates are the following companies: 1
SEC Secretary-General Rapee Sucharitakul said, “previously the comprehensive provision of counselling and advisory service on investment would be limited to private wealth only while the general
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