possible limit of individual freedom, regulation is essential to uphold market credibility and orderliness. Yet, the regulator’s exercising of power must be prudent, fair and only as necessary to protect the
Today, Prime Minister and Minister of Finance, Mr. Srettha Thavisin, has presided over the opening of the SEC Strategic Plan seminar and delivered a keynote address on the topic, “Policies and
2018, digital asset business operators are required to obtain a relevant license from the Minister of Finance. Since 2018, three types https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10423 SEC
and medium of exchange and the undertaking of digital asset businesses, including exchange, brokerage and dealing. The legislation also aims to protect investors from risks of fraud and deception by
asset businesses, including exchange, brokerage and dealing. The legislation also aims to protect investors from risks of fraud and deception by dishonest persons, money laundering and exploitation of
investment company, and to prevent legal evasion as well as to protect the interest of shareholders and investors. Essentially, the proposed amendments would: (1) Prohibit both Thai and foreign companies
/News_Detail.aspx?SECID=9219 SEC Board passes a resolution requiring Bitkub Online Co., Ltd. to rectify work systems to protect investors ) Rectifying the operation under work systems, i.e., the trading system
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the SEC shall