, Conditions and Procedures for Establishment and Management of Funds dated 28 July 2009 to the extent that it is not inconsistent with or contrary to the provisions in this Notification. Clause14 In the case
, Conditions and Procedures for Establishment and Management of Funds dated 28 July 2009 to the extent that it is not inconsistent with or contrary to the provisions in this Notification. Clause14 In the case
, Conditions and Procedures for Establishment and Management of Funds dated 28 July 2009 to the extent that it is not inconsistent with or contrary to the provisions in this Notification. Clause14 In the case
the issuer who is responsible for the information contained in the prospectus. B. Advisers and other parties 1. Provide the names and addresses of – (a) the issuer's principal bankers to the extent the
can also be used to demonstrate the extent to which they have complied with the Code. In a similar spirit, UK institutions that apply the Code should use their best efforts to apply its principles to
Past Two Years and The First Quarter to the Most Recent Quarter or to the Extent the Actual Results of Operation are Available Information 20xx 20xx Quarter..... Total assets Total liabilities
and audit personnel and immediate family members? B.IX Non Audit Services : 1 Internal Audit: Does the firm conduct internal audit work for audit clients and if so what is the extent of the work? 2 IT
conduct internal audit work for audit clients and if so what is the extent of the work? 2 IT Systems: Does the firm provide services to design provide or implement IT systems to audit client? If so, does
Annual Report 2007 Securities and Exchange Commission, Thailand ANNUAL REPORT 2007 Corporate social responsibility is the continuing commitment by business to behave ethically and contribute to economic development while improving the quality of life of the workforce and their families as well as of the local community and society at large. (WBCSD Stakeholder Dialogue on CSR, The Netherlands, Sept 6-8, 1998) C o n t e n t s Corporate Review Capital Market Review Action Plan and Events Achievemen...
Annual Report 2010 ANN UAL REPORT 2010 SECURITIES AND EXCHANGE COMMISSION, THAILAND ASEAN ECONOMIC COM MUN ITY Vision S = Setting High Standard E = Ethical C = Committed Pro = Professional Mission Core value: SEC-Pro The SEC develops and supervises the Thai capital market to ensure efficiency, fairness, transparency and integrity. The SEC is to establish the Thai capital market as an important alternative for investors and fund raisers with an efficient mechanism for investor empowerment and, in...