Bangkok, December 4, 2015 ? The SEC is seeking public comments on a draft revision to the financial statements reporting forms which must be submitted by securities companies and derivatives business
Bangkok, November 12, 2015 ? The SEC is seeking public comments on a draft amendment to the rules on calculation and reporting of net liquid capital to better reflect the asset values and the
statement and draft prospectus submitted to the SEC Office during the period between 2021 and 2022. Regarding the registration statement and draft prospectus, STARK disclosed the financial statements for the
and the draft prospectus with the SEC Office. This case is in the process of inquiry by the inquiry official. SEC Act S.65 in conjunction with Section 86 of the Penal Code Criminal Complaint Filed
the draft prospectus with the SEC Office. This case is in the process of inquiry by the inquiry official. SEC Act S.65 in conjunction with Section 86 of the Penal Code Criminal Complaint Filed with
at the Millennium Hilton Bangkok without filing the registration statement and the draft prospectus with the SEC Office. This case is in the process of inquiry by the inquiry official. SEC Act S.65
similar form of fundraising and benefit generation. In essence, the amendments support enhancement of digital token offering supervision with proper investor protection mechanisms and a focus on fair
Bangkok, April 21, 2016 -- The SEC is seeking public comments on draft rules concerning supervision on trigger funds and advertisement of other types of mutual funds, to be imposed on relevant
The Cabinet has passed the resolution approving in principle the draft Ministerial Regulation concerning Granting of Approval for Undertaking Securities Business, which prescribes two additional
ThaiBMA executive team, on 3 November 2023 at the SEC Building. The meeting was convened with the primary objective of fostering collaboration in the development and enhancement of standards related to the