Application for and Approval of Offer for Sale of Newly Issued Share Warrants and Newly Issued underlying Shares (No. 2)
Application for and Approval of Offer for Sale of Newly Issued Share Warrants and Newly Issued Underlying Shares
Rules, Conditions, and Procedure for Granting Approval of Trust Managers of Infrastructure Investment Trusts and Operating Standards
Section 100 Securities and Exchange Act B.E. 2535 Section 100. The appointment of any person to be an agent or broker of a securities company shall require prior approval from the Office. Application
specified in the SEC notification, the Minister shall have the power to revoke the license to operate all or any type of securities businesses so licensed upon the recommendation of the SEC.
limited company or public limited company under the first paragraph within thirty days from the date of receiving the SEC’s recommendation. Clause 7 Upon the Minister’s approval under Clause 6, the approved
Ministerial Regulation Re: Granting of Approval for Undertaking Digital Asset Business (No. 2) B.E. 2563 (2020), which became effective on 27 November 2020, “ Digital Asset Investment https://www.sec.or.th/EN
fund manager” as new regulated businesses and amends regulations on supervision of digital asset business operators to strengthen According to the Ministerial Regulation Re: Granting of Approval for