order or act in accordance with the duties required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 5/2024 Settlement Committee Order No. 52/2024 Dated 23/07
accordance with the notification of the SEC for 35 days. In this regard, Bitkub did not deposit customers' digital assets with digital asset depository service providers and keep them in its cold wallets
was in accordance with company’s continually expanding strategy and well management in sales and marketing function. The company; therefore, can gain more market share. 2. Selling and Administrative
institution established in accordance with other laws, and after having obtained a license from the Minister upon the recommendation of the SEC. The formation of a limited company or of a public limited company
institution established in accordance with other laws, and after having obtained a license from the Minister upon the recommendation of the SEC. The formation of a limited company or of a public limited company
submit the audited financial statements in accordance with the specified rules, has failed to order or act in accordance with the duties resulted in CHUO?s failure to submit the audited financial
for shareholders to arrange an extraordinary general meeting themselves in accordance with Section 100 of the Public Limited Companies Act. The SEC has therefore recommended that POLAR shareholders
The Ethical Standards Committee requires that state agencies formulate a code of ethics in accordance with the ethical standards specified under the Ethical Standards Act B.E. 2562 (2019). The
businesses during the suspension period.SEC reiterates that personnel in capital market businesses must perform duties or provide services with integrity and act in accordance with ethics or professional
. That is, the securities broker failed to Inefficient management and management of liquidity risks. (2) failed to maintain the net capital (“NC”) in accordance with the rules, conditions and procedures