. Alternatively, investors can download registration statement and Prospectus submitted by the Company to the SEC on the SEC’s website Offering Information: Company Name
equivalent position called otherwise, and such person shall be responsible for a line of work relating to securities services, securities operation, supervision of securities operation, or research on
director, a branch manager, and also means any persons holding equivalent position called otherwise and such person shall be responsible for a line of work relating to derivatives services, derivatives
, Insurance Capital Bond (IC Bond), subordinated perpetual bonds, securitized bonds and Net Capital Bond. ** Except in cases where a method of change has been specified otherwise in the terms and conditions
minor shall obtain a consent from the rightful representative before executing any legal acts and any acts executed by a minor without such consent shall be voidable unless regulated otherwise, etc
complete supplementary documents. The SEC therefore submitted to the DSI a letter giving information and asking for any information that could indicate otherwise. In this regard, the SEC has also asked the
, otherwise, investors may lose a large amount of money. Those who have been persuaded or have suspicion, please contact SEC Help Center at 1207,” Rapee added.Those who are interested and intend to apply for
private power project; (3) The fund may invest in a yet-to-be-complete (greenfield) project at an amount not exceeding 30 percent of the total net asset value of the fund; otherwise, the investment units
through such client?s account without record and evidence of trading orders. She failed to give the company and the SEC any evidence to prove otherwise. Kruawan?s actions were deemed trading securities for
, compared to 307,760 units in Jan-Mar 2016. Decreases were seen in many markets, mainly in Asia, Middle East, Central and South America, and Africa. Profit & Loss Analysis (Unit: Million Baht unless otherwise