execution against related company, (2) high-interest rate loan agreement with related company, (3) other transactions with related company, (4) THL asset management, and (5) THL internal control.  The said

with market dominance, mergers that may lead to monopolistic activity or substantially limit competition, and unfair trade practices. The revised law also mandates the establishment of the Office of

Re: Determination of the Definitions of Institutional Investor, Ultra-high Net Worth Investor and High Net Worth Investor

/9692p.xlsx QAQR-02.xlsx that the firm considers as high risk? Please describe the relevant responses to these risks B1 Who is the ultimate shareholder(s) that have ultimate control of the audit firm, and;? B2

year;             (3) To adjust security measures to be commensurate with the risks of small business operators by, for example, reducing the penetration testing frequency, increasing access control

.??Previously, the regulations required holding company to hold shares in core business in high proportion to allow absolute control over business. Practically, many of holding companies are unable to hold shares

dominance ของสมาชิก อย่างไรก็ดี ส านักงานเห็นด้วยว่าสมาชิกเป็น key driver ส าคัญต่อ การขับเคลื่อน ตลท. จงึจะแก้ไขสัดส่วนคณะกรรมการ ตลท. ที่เคยเสนอไว้ โดยก าหนดให้สัดส่วนของกรรมการ ตลท. ที่สมาชิกแต่งตั้งไม่

To ensure that asset management companies primarily manage funds for the investors’ benefits,  SEC has revised the regulations in order to control and monitor mutual fund management by requiring

Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)