share knowledge and understanding as well as different views and opinions on reforming laws and regulations on the capital market enforced by SEC, under the Regulatory Guillotine Scheme, which aims to
’ objectives are to solve social problems, promote public benefits, and develop the community without focusing on making highest profits for shareholders, which are different from typical limited companies
SEC has revised rules to make it easier for companies to engage in this business, for example, abolishing the rule requiring unit-selling agents to sell investment units of different management
any person directly or indirectly holding shares of securities company in excess of ten percent of voting shares of such company.Where a securities company issues shares with different voting rights
securities business, including securities dealing, securities underwriting, proprietary investment and securities custody, have paid-up registered capital at the following different amounts
million baht of net profit in Q4/2009, it posted 59.77 million baht or 270.21 percent decrease. The information was significantly different from the company's previous records showing profit in every
and borrowing needs, (2) provide investors with additional choices as the fund will be divided into tranches with different levels of risk and return, and (3) ease the problems of capital inflow and
Space exhibition will provide convenient access to fundamental information and tools for financial planning via traditional and digital media suitable for different target groups. This includes a rerun of
paragraph 1 of the SEA. As the accused committed the several distinct and different offences, the Court inflicted the penalty prescribed for each offence as follows: (1) For a count of failure to submit the
for different clients’s profiles via three websites: www.giltedgeintl.com www.on-t3-line.com and www.online-t3.com In case, none of the aforementioned entities had been licensed to operate securities