e-service Online Submission See canceled document Business Operation Rules >> Accept purchasing or selling orders outside head office or branch   Type Title Section See Document Status Notified Date

imprisonment and fines. In case of activities liable to violation of other laws outside the SEC’s jurisdiction, the SEC will collaborate with the related agencies and authorities for further proceedings

issuers from both Cambodia and Thailand to make an offer or to list their equity securities outside the issuer’s home jurisdiction. The cross-border equity offering will help expand the issuers

outside the scope of supervision of the SEC is available at https://market.sec.or.th/public/idisc/th/InvestorAlert. For inquiries or reports of leads or suspicious acts, please contact SEC Complaint

third-party “oracles” to supply data – Manipulating prices on outside sites allows attackers to compromise DeFi platforms Regulatory challenges continued • Ignorance and overconfidence of regulators – “We

company, to make it clear that an outside person who does not have access to internal information will make the purchase order. EJIP accounts must be separated from personal accounts for clarity and

securities for dissemination to dealers and providing a system for matching orders placed between dealers or any systems to facilitate trading of securities between dealers.   Clause 4   This Notification

dissemination of materially misleading information.  In addition, the SEC and the DSI are collaborating under the MOU officially signed on 15 July 2019 to investigate and seek evidence and facts related to

of RASA.Rapi?s dissemination of false statements or any other statement with the intention to mislead other persons concerning the facts related to the financial condition, the business operation or

lead to offences comparable to those of the Securities and Exchange Act. For instance, dissemination or disclosure of false information, insider trading, front running, market manipulation.  The same