. Por. 5964/2562. On 22 December 2020, the Appeal Court rendered the judgement,* opposing the Civil Court’s decision. In this regard, the defendant is required to pay civil penalty twice the amount of
to investors for the benefit of investment-decision making through the annual registration statement (Form 56-1 One Report), which will become effective in 2022. SEC Secretary-General Ruenvadee
already submitted where a number of transactions had no details of either amount or price of securities. From the record, in addition, the client sometimes allowed him to make trading decision and the
decision on behalf of client, in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operators to Perform Duties of
also make necessary inquiries to the bondholder representative to obtain complete information before making an informed decision at the bondholders’ e-meeting. ____________________
the rights and benefits of the shareholders or the decision-making of investors. The SEC therefore, by virtue of Section 58(1) of the Securities and Exchange Act B.E. 2535 (1992), has instructed EARTH
. Considering that financial statements provide investors and shareholders with vital information for making investment decision and monitoring listed companies’ performance, the SEC did not grant a waiver for
likely to have effect on the price of PPPM’s stocks or the decision making on PPPM’s stocks investment. During the time of the offense, General Chaowarit Prapajit, Mr. Praween Deekajonedej, Miss
likely to have effect on the price of PPPM’s stocks or the decision making on PPPM’s stocks investment. During the time of the offense, General Chaowarit Prapajit, Mr. Praween Deekajonedej, Miss
likely to have effect on the price of PPPM’s stocks or the decision making on PPPM’s stocks investment. During the time of the offense, General Chaowarit Prapajit, Mr. Praween Deekajonedej, Miss